
HOW A SEC CASE CAN BECOME A FEDERAL CRIMINAL INVESTIGATION
I. SEC Cases Generally The U.S. Securities and Exchange Commission (“SEC”) has the authority to investigate civil fraud and other related matters concerning “securities” as
I. SEC Cases Generally The U.S. Securities and Exchange Commission (“SEC”) has the authority to investigate civil fraud and other related matters concerning “securities” as
John Teakell began his legal career in 1985. He has broad experience as both a state and federal prosecutor and as defense counsel and has handled thousands of cases ranging from misdemeanors to federal death penalty cases.
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